Mutual Fund Distribution Roundtable

9 April 2019   Boston   8:30 - 11:30 A.M.  

K&L Gates and ACA Compliance Group are co-hosting a seminar designed to assist CCOs and other professionals involved in overseeing mutual fund distribution activities to deal with today’s tough challenges. Our industry-knowledgeable panelists from K&L Gates, ACA and the industry will discuss topics relevant to regulatory requirements unique to mutual fund distribution.

Speakers will include:

  • C. Todd Gibson, Partner, K&L Gates
  • Thomas Grygiel, Principal Consultant, ACA Compliance Group
  • Richard F. Kerr, Partner, K&L Gates
  • Tamara Salmon, Senior Associate Counsel, Securities Regulation, Investment Company Institute

Please note that this event will be closed to SEC personnel and other industry regulators, as well as the media. We appreciate your attention to and understanding of this matter.

Mutual Fund Distribution Roundtable

Find More Items Tagged As: Financial Services